Janus Henderson Investors Regulatory Reporting Manager in London, United Kingdom
Janus Henderson Global Investors is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a broad range of actively managed funds.
We provide our institutional, retail and high net-worth individuals with access to skilled investment professionals representing a broad range of asset classes including, equities, fixed income, multi asset and alternatives.
We are a team of independent thinkers who work tirelessly to help our clients achieve their goals – and we do it by fostering an energetic and collaborative culture that ensures our people love the place they work.
Headquartered in London, Janus Henderson is a truly global asset manager with a diverse geographic footprint, managing assets from 27 offices globally and employing more than 2,000 staff.
Title: Regulatory Reporting Manager
The wider Finance team has approximately 100 members, with a wide range of qualifications and experience, servicing not only the UK, but also Continental Europe, North America and Asia Pacific. The role is based in London.
Overview of the Role
This role has been created to support Henderson Group Holdings Asset Management Limited (“HGHAML”), the holding company that heads the EEA sub group of Janus Henderson and is considered the TopCo for FCA reporting purposes. The role has both a regulatory reporting and financial reporting aspect to it. Regulatory reporting for this role encompasses the balance sheet, income statement and capital adequacy return.
Reporting to the Regulatory Reporting Manager, the Regulatory Reporting Accountant will be responsible for the UK and European regulatory returns on a solo and consolidated basis, which includes maintaining the HGHAML Group IFRS consolidation, the financial and capital adequacy sections of the Group’s ICAAP review document and monitoring regulatory developments.
Duties and Responsibilities
Responsible for running and maintaining the UK Group IFRS consolidation on SAP and BPC (with support from the London External Reporting Team);
Responsible for calculation of the UK Group’s regulatory capital resources position including advising on the level of dividends which can be paid from the regulatory group
Responsible for calculation of the UK Group’s regulatory capital requirement on monthly basis including:
calculating the Group credit risk
calculating the Group market risk
assisting with the co-ordination intercompany settlements.
Review of the EEA solo returns which will be prepared by the Legal Entity Controller of that entity
Preparation of the Capital sections of the ICAAP review document including
Analysis of Pillar 1
Liaising with Risk Team for the analysis of Pillar 2
Preparing five year capital plans on base case forecasts and stress case scenarios
Articulation of the capital positions within the main ICAAP review document
Reviewing the impact of proposed EBA prudential regime for investments firms on the solo returns and the Group.
Preparation of Pillar 3 documentation for the Group, including liaising with the Risk team and the Reward team.
Preparation of regulatory Group’s special purpose financial statement the standalone Financial Statements;
Representing Finance on the monthly Regulatory Developments Committee;
Responsible for the preparation of the Fee Data returns for each FCA supervised solo entity
Preparation of Group FOR.
Assumes additional duties as assigned
Technical Skills and Qualifications
ACCA, ACA or CIMA qualified;
Regulatory reporting experience
Investment management experience; and
Strong spreadsheet skills
Excellent communication skills (verbal and written) and ability to communicate at all levels;
Results-driven with high commitment to quality and delivery;
Ability to develop relationships within the Finance Department, the wider business, and external auditors and regulators; and
Able to work under pressure to reach strict timelines.
Ongoing competence in the role to be assessed by:
Annual Performance Appraisal
Completion of all assigned Compliance trainingCompliance RequirementsAt a minimum the role requires the individual to:
Place the interest of Janus Henderson’s Clients first and always act in accordance with TCF (Treating Customers Fairly) principles
Understand and comply with any federal, state, and foreign laws and regulations applicable for the role, and seeking the guidance of Compliance if this is unclear at any time
Understand and comply with all relevant Janus Henderson policies applicable for the role, and seeking the guidance of the relevant policy owner if this is unclear at any time.The individual in the role is ultimately accountable for his/her own actions and is responsible for seeking further information on any or all of the above as necessary.
Janus Henderson Investors (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson Investors at its sole discretion).
All applicants must be willing to comply with the provisions of Janus Henderson Investors' Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position. Janus Henderson Investors is an equal opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.